Lue is responsible for the compliance aspect of our firm. In her role, she works to provide guidance for best practices by tracking relevant laws and regulations, reviewing our policies and procedures, and most importantly, helping to preserve the integrity of Magellan Wealth Advisors. Lue's work is a key component to supporting our firm’s core values of care character and competency.
Lue is Series 7, 63, & 24 licensed, has over 30 years of experience in the financial services industry, and has held several roles in the financial services industry, providing our firm with a huge foundation and expertise in her role. Lue's previous positions included serving as a bond trader for Ladd Dinkins, J.C. Bradford, Paine Webber, and UBS, and serving as Municipal Underwriting Manager at J.C. Bradford.
When she is not spending time at the office, Lue enjoys playing tennis or baking at home.